Hunsucker Goodstein PC has extensive experience in the practice of securities brokerage arbitration and litigation. We represent investors in a variety of disputes related to losses sustained in their brokerage accounts as a result of wrongdoing and fraud by their stockbrokers, brokerage firms and investment advisers. These cases range from such issues as misrepresentation and suitability to unauthorized trading and include investments involving equities, annuities, bonds, mutual funds, REITs and Tenant in Common investments.

Our attorneys successfully use their prior experience defending major national brokerage firms to benefit securities customers who have fallen victim to improper and illegal sales practices. Aided by their decades of practice and their knowledge of the major brokerage firms, our attorneys have obtained millions of dollars in arbitration awards and settlements for their clients from some of the largest national brokerage houses.

These securities-related disputes are almost always required to be resolved in binding arbitration by FINRA (Financial Industry Regulatory Authority), the self-regulatory organization for the securities industry. Our experienced securities arbitration and litigation lawyers know how to succeed in these proceedings and have an excellent track record of awards and settlements for clients.

Clients rely on Hunsucker Goodstein attorneys to:

  • Protect their interests in securities-related disputes that are required to be resolved in binding arbitration, in order to achieve monetary recovery of their assets;
  • Maximize recoveries through triggering and accessing insurance coverage from the largest financial advisory firms throughout the country; and,
  • Handle their cases with confidence and in-depth knowledge of regulatory policies and procedures to obtain the best possible results

Contact Hunsucker Goodstein if you believe you have or someone you know has wrongfully suffered investment losses related to any of the following:

  • Tenant in Common (TIC) Unsuitable Recommendations;
  • Private Placements;
  • Variable Annuities;
  • Non Traded REITs;
  • Collateralized Mortgage Obligations (CMO);
  • Account Churning or Excessive Trading;
  • Misrepresentation;
  • Unauthorized Trading;
  • Employee Stock Option Abuse;
  • Financial Elder Abuse; or,
  • Fiduciary Abuse

In the past 3 years, Hunsucker Goodstein has recovered over $4 million in awards or settlements on behalf of investors who were solicited to invest irreplaceable assets into Tenant In Common (TIC) interests. Unbeknownst to the investors, the TIC investments were extremely risky and placed their entire principal investment at risk. Simply stated, TIC investments are highly aggressive and inappropriate for any investor who can ill afford to place his or her entire investment at risk. In many instances, elderly investors were solicited to purchase high risk, highly leveraged TIC investments which resulted in devastating loss when the underlying property went into foreclosure.